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Regulatory Disclosures

Rubinov Global LLC Last updated:

This page explains what Rubinov Global LLC ("Rubinov Global," "we," or "us") is and is not, and how laws that regulate certain kinds of advisory work apply to our services. It supplements our Terms of Use.

1. About Rubinov Global

Rubinov Global is a strategic advisory firm. Our practice areas are Strategic Advisory; Government & Public Affairs; Defense & National Security; Capital & Strategic Transactions; International Market Entry & Expansion; and Infrastructure, Real Estate & Development.

We provide services only after completing our client review and diligence, and only under a written agreement that identifies the parties, scope, fees, and responsibilities. We work alongside each client's own legal, tax, and financial advisers, and we do not replace them.

We do not promise access to any public official, or any approval, license, grant, contract, financing, investment, transaction, or other outcome. Government decisions rest with the relevant authorities.

2. What Rubinov Global Is Not

Rubinov Global LLC is not:

  • a broker-dealer registered with the U.S. Securities and Exchange Commission, or a member of FINRA;
  • a registered investment adviser;
  • a law firm, and it does not provide legal advice;
  • a certified public accounting firm, and it does not provide tax or accounting advice; or
  • a licensed real estate broker, and it does not provide real estate brokerage services.

Nothing on this Site is an offer to sell, or a solicitation of an offer to buy, any security.

3. Capital and Strategic Transactions

Our work in this area is advisory, such as capital strategy, investor readiness, and transaction planning. Rubinov Global does not solicit investors, negotiate securities transactions, hold client funds or securities, or receive compensation based on the completion of a securities transaction. Where a transaction requires the involvement of a registered broker-dealer, investment adviser, or other licensed professional, the client engages that party directly, and we work alongside the client's bankers and counsel.

4. Government and Public Affairs

Government relations and advocacy may be subject to federal, state, local, and foreign registration, disclosure, ethics, gift, and procurement rules. These include the Lobbying Disclosure Act, the Foreign Agents Registration Act (FARA) for work on behalf of foreign principals, and state and local lobbying laws. Before any such work begins, Rubinov Global assesses the registration and disclosure requirements that apply to the specific client, activity, personnel, and jurisdiction. Nothing on this Site represents that any activity is exempt from registration or that any registration has been made.

5. Defense, Export Controls, and Sanctions

Defense and international projects may involve U.S. and foreign sanctions, the International Traffic in Arms Regulations (ITAR), the Export Administration Regulations (EAR), customs law, and national security review. Certain activities, including brokering the sale or transfer of defense articles or services, may require registration with, or approval from, the U.S. Department of State before they take place. Rubinov Global assesses these requirements before undertaking any engagement.

We screen prospective clients, their owners, and relevant counterparties against applicable sanctions lists. We may request identity, ownership, source-of-funds, end-use, and counterparty information, and we may decline or suspend an engagement at our discretion.

Do not send export-controlled technical data or classified information through this Site. If an engagement involves such information, we will arrange an appropriate method.

6. Anti-Corruption and Anti-Money Laundering

Rubinov Global complies with the U.S. Foreign Corrupt Practices Act and other applicable anti-bribery laws. We do not make, offer, or facilitate improper payments to public officials or anyone else, and we will not act for clients who ask us to. We conduct know-your-customer and anti-money-laundering review of prospective clients, do not accept unverified physical currency, and do not accept engagements intended to disguise the origin of funds.

7. Real Estate and Development

Our infrastructure, real estate, and development work includes site identification and evaluation, real estate acquisition strategy, incentive strategy, permitting and approvals planning, and coordination of design, engineering, and development programs. Rubinov Global provides advisory services only. It does not act as a real estate broker and does not perform construction services.

If a client chooses to engage them, licensed real estate brokerage and construction services are provided by Rubinov Group LLC, a separate company led by Rubinov Global's founder, under its own written agreement with the client. Rubinov Group LLC is solely responsible for those services. Clients are free to engage any broker or contractor of their choice, and Rubinov Global receives no referral fee or other compensation for services provided by Rubinov Group LLC.

8. Partners' Independent Activities and Unrelated Companies

Rubinov Global's partners may hold roles with, or ownership interests in, other businesses, and may hold professional licenses in their personal capacity. Those businesses, roles, and licensed activities are separate from Rubinov Global, are not conducted on its behalf, and are not its responsibility. Services of Rubinov Global are provided only by Rubinov Global LLC under a written agreement.

Other than Rubinov Group LLC, described in Section 7, Rubinov Global is not affiliated with any other company that uses the name "Rubinov."

9. References, Examples, and Commentary

A reference on this Site to any past or current relationship, client, public institution, adviser, or project does not mean that the person or organization endorses Rubinov Global or has authorized it to speak on their behalf. Case examples and commentary are illustrative, may omit material facts, and do not guarantee similar results. Partner biographies describe individual experience, including experience gained before joining Rubinov Global, and do not represent that Rubinov Global performed that work. Views expressed by partners in publications, interviews, or other commentary are their own and not necessarily those of Rubinov Global. Past results and credentials do not predict or guarantee future outcomes. Client confidentiality, conflicts, compensation, and any use of names or testimonials are governed by the applicable engagement agreement and permissions.

10. Contact Us

Rubinov Global LLC, 290 N Olive Ave, Unit 510, West Palm Beach, FL 33401

Email: to@rubinovglobal.com | Telephone: (561) 571-5451 | Toll-free: 1-844-RUBINOV (1-844-782-4668)

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